NISM Series-III-B: Issuers Compliance FAQ
NISM certification is ideal for the ones aspiring to have a career in finance and the stock market. NISM certification will help you enhance your knowledge in the stock market and kick start your career. The NISM Series III-B Issuers Compliance Exam will help you gain expertise in the various compliances which require to be adhered to by associated persons who are working as compliance officers. So the ones planning to take this exam must go through the NISM Series-III-B: Issuers Compliance FAQ and gain a deeper insight into the exam.
Top NISM Series-III-B: Issuers Compliance FAQ
Who can take NISM Series III-B Issuers Compliance Certification Examination?
The following persons can take NISM Series III-B Issuers Compliance Examination:
- Members working in the capital markets
- Interested students/professionals
- Any other individuals
For whom is this examination mandated?
NISM Certifications are obligatory for the members working in the capital markets. The ones aspiring to build a professional career as a stockbroker, or as the operator of a stockbroking firm, requires to get accredited by NISM compulsorily.
How can I register for NISM Series III-B Issuers Compliance Examination?
You can register for the exam by visiting the official site of the National Institute of Securities Markets (NISM)
What is the fee structure?
The fees for the NISM Series III-B Issuers Compliance Examination is Rs. 1770 plus additional taxes.
What is the assessment structure?
The NISM Series III-B Issuers Compliance Exam comprises of a total of 100 questions of 1 mark each. The duration of the exam is 2 hours, with a passing score of 60%. It has negative scoring of 25% of the marks allotted per question.
What is the validity period of the certificate?
The certificate will be valid for 3 years from the date of the examination.
Can I request for re-evaluation of NISM Certification Examinations?
NISM certification does not allow for the re-evaluation unless a valid request is received by the candidate which is forwarded to NISM by TA.
What is the exam duration for the NISM Series-III-B: Issuers Compliance exam?
The exam duration d 2 hours within which you have to answer 100 questions.
How to reschedule NISM Series-III-B: Issuers Compliance exam?
You must reschedule it at least 15 days prior to the exam date. You can reschedule the examination only after successful enrolment.
What is NISM Series-III-B: Issuers Compliance?
NISM Series-III-B: Issuers Compliance exam will help you provide a good understanding of different compliance which is required to get attached to the person associated with working as a compliance officer in a company.
What is the difference between NISM and NCFM?
NISM is launched by SEBI is opted by those investors who have an interest in gaining knowledge in finance market. With SEBI it provides quality to financial market, whereas NCFM provide knowledge to professionals working in the financial industry by providing training certification for various industry fields to provide an advantage in getting a job.
Is there a study material available for preparing for this examination?
After enrolling for the examination, you will receive a soft copy of the study material for preparation. You can also buy Study Material online.
Do I have to pay for the study material?
You will receive a free of cost study material after enrolling fo the exam. However, candidates can buy these NISM workbooks via Taxmann Publications Private Ltd, online. Visit https://www.taxmann.com/bookstore/nism-iibf-books.aspx to order the NISM workbooks. You can also buy these workbooks from a nearby store. Click here to get the details of your nearest store
How can I appear for NISM CD mock test? Where do I get sample questions for NISM Series III-B Issuers Compliance Examination?
Click here to take a mock test.
I have passed NISM Series III-B Issuers Compliance Examination, when will I receive the certificate?
Passing Certification will be assigned only to those candidates who have updated their Income Tax Permanent Account Number (PAN) in their enrollment details. You will get your certificate within two weeks of appearing for the examination. The others will receive only the temporary mark sheet at the end of the examination.
I have not provided my PAN information at the time of taking the certification examination. How do I obtain the certificate?
You can furnish your PAN details, anytime after taking the examination, to the Test Administrator you have registered with. After this you will be eligible to receive your certification.
I have passed NISM Series III-B Issuers Compliance Exam and also provided PAN details, however I have not received a certificate. Whom should I contact?
You must contact the test administrator at [email protected]