Certified Securities Operations Professional (CSOP) Practice Exam - RETIRED

Certified Securities Operations Professional (CSOP)

About Certified Securities Operations Professional (CSOP)

Certified Securities Operations Professional (CSOP) certification exam will demonstrate candidate skills and abilities in the securities operations field. For earning this certification, candidates must meet all necessary requirements and pass the CSOP exam. ABA certifications exam are based on U.S. laws and regulations and are not offered outside the U.S.

Eligibility requirement for the exam

For this certification candidates must have:

• Minimum three years of experience in securities operations and completion of the Cannon Financial Institute Securities Operations Schools.

OR

• Five or more years experience in securities operations.   

Course Structure

1. Securities and Related Products (35%)

• Domestic Corporate Equities

• Domestic Corporate Debt Securities

• U. S. Treasury and Agency Securities

• Municipal Securities

• Money Market Instruments/Repurchase Agreements

• Pay Down Securities

• Pooled/Collective Investments

• Derivative Instruments

• International Securities

• Specialized Investments

• Related Products

• Class Actions

• Tax Reclamation

2. Regulators, Regulation, and Compliance (35%)

• Regulations

• Regulators

• Self-Regulated Organizations

3. Controls, Reconciliation and Audit Practices and Procedures (20%)

• Strategic Risk Management

• Transactional Risk Management

• Compliance Risk Management

• Reputational Risk Management

4. Industry Structures (10%)

• Exchanges

• Depositories and Clearing Corporations & Electronic Communication Networks

• Securities Identifying Entities

• Securities Transfer

Exam Pattern 

• Exam Name: Certified Securities Operations Professional
• Exam Code: CSOP
• Number of Questions: 150
• Length of Time:  3 hours
• Exam Cost: $550 USD
• Exam Language: English

What do we offer?

• Full-Length Mock Test with unique questions in each test set
• Practice objective questions with section-wise scores
• An in-depth and exhaustive explanation for every question
• Reliable exam reports evaluating strengths and weaknesses
• Latest Questions with an updated version
• Tips & Tricks to crack the test
• Unlimited access

What are our Practice Exams?

• Practice exams have been designed by professionals and domain experts that simulate real time exam scenario.
• Practice exam questions have been created on the basis of content outlined in the official documentation.
• Each set in the practice exam contains unique questions built with the intent to provide real-time experience to the candidates as well as gain more confidence during exam preparation.
• Practice exams help to self-evaluate against the exam content and work towards building strength to clear the exam.
• You can also create your own practice exam based on your choice and preference 

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